HMMJ vs. FUD ETF Comparison

Comparison of Horizons Medical Marijuana Life Sci ETF (HMMJ) to First Trust AlphaDEX U.S. Dividend ETF (CAD-Hedged) (FUD)

HMMJ

Horizons Medical Marijuana Life Sci ETF

HMMJ Description

To achieve Horizons HMMJ’s investment objectives, Horizons HMMJ invests and holds the equity securities of the Constituent Issuers in substantially the same proportion as its Underlying Index. These securities, which could include ADRs, will be listed on stock exchanges in North America, and will be equity securities of life sciences companies, and other companies, with significant business activities in the marijuana industry. Horizons HMMJ’s Underlying Index is ordinarily rebalanced on a quarterly basis at the close of trading on each Rebalancing Date. The Constituent Issuers of its Underlying Index will be market capitalization-weighted on each Rebalancing Date, subject to a cap for each Constituent Issuer of a maximum of 10% of the net asset value of Horizons HMMJ on each Rebalancing Date, with the remainder of the Constituent Issuers’ weights to be increased proportionately.

Grade (RS Rating)

Last Trade

$10.87

Average Daily Volume

17,267

Number of Holdings ^*

3

* may have additional holdings in another (foreign) market

FUD

First Trust AlphaDEX U.S. Dividend ETF (CAD-Hedged)

FUD Description

ETF seeks to replicate, to the extent possible, the performance of the Value Line Dividend Index on a currency hedged basis, net of expenses. The Value Line® Dividend Index (the “Index”) is a modified equal-dollar weighted index comprised of U.S. exchange-listed securities of companies that pay above-average dividends and have the potential for capital appreciation. Securities are selected for inclusion in the Index by using Value Line’s Safety™ Ranking System which ranks a stock’s price stability based on standard deviation and its financial condition based on several measures of financial performance.

Grade (RS Rating)

Last Trade

$33.81

Average Daily Volume

540

Number of Holdings ^*

1

* may have additional holdings in another (foreign) market

Performance

Period	HMMJ	FUD
30 Days	-3.72%	-0.95%
60 Days	21.45%	-0.83%
90 Days	22.27%	2.23%
12 Months	7.94%	0.48%

0 Overlapping Holdings

	Symbol	Grade	Weight in HMMJ	Weight in FUD	Overlap

HMMJ Overweight 3 Positions Relative to FUD

	Symbol	Grade	Weight
	CRON	B	14.51%
	WEED	C	4.57%
	OGI	D	2.13%

HMMJ Underweight 1 Positions Relative to FUD

	Symbol	Grade	Weight
	OTEX	F	-0.63%

HMMJ: Top Represented Industries & Keywords

Industries: Drug Manufacturers - Specialty & Generic

Keywords: Cannabis Entheogens Euphoriants Medicine Retail Cannabinoid Cannabis Industry Cannabis Oil Cannabis Smoking Canopy Growth Canopy Growth Corporation Cbd Climate Cosmetic Products Door Drugs E Commerce Ecofibre Farm Flow

FUD: Top Represented Industries & Keywords

Industries: Software - Application

Keywords: Analytics Business Process Management Business Software Content Management Customer Experience Flow Information Information Management Information Technology Information Technology Management Labor Mobile Records Management Technology Software Software Product Supply Chain